Coinbase法律主管就RIA规则制定向SEC发送信函
(Coinbase legal chief sends letter to SEC on RIA rulemaking)

Published: 2023-05-09


1. Coinbase敦促SEC在RIA规则制定方面保持灵活性：Coinbase首席法务官Paul Grewal已致函美国证券交易委员会（SEC），敦促他们在制定有关注册投资顾问（RIA）的规则时更加灵活. 美国证券交易委员会建议改变RIA注册过程的监管框架，这可能会阻碍基于加密的公司向客户提供服务。. Coinbase要求SEC对不断变化的加密行业更加接受和适应。.

2. 美国证券交易委员会提议的RIA规则制定可能会阻碍加密创新：Coinbase在给SEC的信中警告说，如果拟议的RIA规则制定得到实施，可能会限制加密行业创新的增长. 该公司还强调，加密资产可能与传统资产不同，因此它们不应受到相同的监管要求。. Coinbase建议，美国证券交易委员会在实施可能阻碍加密行业有效性的监管措施之前，应该谨慎和深思熟虑。.

3. Coinbase敦促SEC简化基于加密业务的监管框架：Coinbase试图促进基于加密的公司的业务，敦促SEC简化监管结构，并通过明确的指导方针使其更加透明. 这封信进一步指出，目前监管模糊的状态甚至使成熟的加密企业陷入两难境地。. 简化监管框架将使公司能够更快地遵守，从而导致整个行业的增长。. .


1. Coinbase Urges SEC to be Flexible in RIA Rule-making: Coinbase Chief Legal Officer,Paul Grewal has written a letter to the Securities and Exchange Commission (SEC) urging them to be more flexible in their rule-making regarding Registered Investment Advisors (RIA). The SEC has recommended changes in the regulatory framework for the RIA registration process,which may hinder crypto-based companies from offering their services to customers. Coinbase is requesting the SEC to be more receptive and accommodating towards the changing crypto industry.

2. SEC’s Proposed RIA Rule-making Could Hamper Crypto Innovation: Coinbase in its letter to the SEC warns that if the proposed RIA rule-making is implemented,it may restrict the growth of innovation in the crypto industry. The company also highlighted that crypto assets may not be similar to traditional assets,and hence they should not be subjected to the same regulatory requirements. Coinbase suggested that the SEC should be careful and deliberate before imposing regulatory measures that may obstruct the effectiveness of crypto-based industries.

3. Coinbase Urges SEC to Simplify Regulatory Framework for Crypto-based Business: Coinbase,in its attempt to facilitate business for crypto-based firms,has urged the SEC to simplify the regulatory structure and make it more transparent with clear guidelines. The letter further stated that the current state of regulatory ambiguity has left even well-established crypto businesses in a dilemma. Simplification of the regulatory framework would enable firms to comply more quickly,leading to the growth of the industry as a whole.


Reference: cointelegraph.com